In previous weeks you examined the evolution of citizens rights, the history of responsible government and the concept of the rule of law in Australia. Your objective for this week is to gain an understanding of how Australian governments are held accountable to the citizens who elect them, and of the role of citizens in this process. In particular, you will explore further the emergence of a unique Australian liberal democracy from a combination of the Westminster model of responsible government and the American model of federalism. The blending of these two traditions has direct implications for the way in which governments are held accountable to the electorate. In practice, federalism means that state and Commonwealth governments have separate responsibilities, and that Australians elect members to represent them at three different levels of democratic institutions, local, state and federal. Of particular interest is that Australia is one of few liberal democracies which make voting compulsory and you will be asked to consider arguments for and against this practice. You will also consider a radical criticism of liberal democracy that claims that voting in elections severely limits democratic participation and that other methods are needed. A recurring issue throughout the week is that of arguments for and against our constitutional monarchy.
The Australian system of parliamentary democracy is a form of liberal democracy. That is, the people themselves do not govern, but their elected representatives in parliament govern on their behalf. Liberal democracy is a form of indirect or representative democracy in which limits are placed upon the power of government by various institutional checks and balances such as the separation of powers. In many respects, the state and Commonwealth parliaments are based upon what is known as the 'Westminster model'. Gordon Reid gives a brief account of the institutional context which influenced the Australian model of government.
| STUDY EXERCISE 6.1 Read:G.S. Reid, 1968. Australia's Commonwealth parliament and the 'Westminster model'. pp. 10912. Answer the following questions: 1.According to Reid's account, what institutional characteristics defined the British political system for Australians? Answer 2.What values did Reid think that the Commonwealth Parliament symbolised for Australians? Answer |
One of the main points to note in Reid's introductory paragraphs on Australia's colonial parliaments is that self-government was attained through peaceful means and by negotiation with the British government. There was no war of independence and therefore no rejection of British institutions, such as the monarchy. Instead, the new colonial governments were modelled on those of Britain. It is also worth remembering at this point, that the colonial parliaments predated the federal compact by many years and that colonial interests and institutions were often predominant. When the various colonies united in 1901, their governments were reluctant to hand over too many powers to a federal government. This history explains in part the significance of states' rights in the Australian political system.
Reid (1968) also points out another significant historical feature, namely, that parliament has had great symbolic significance, especially for the close ties between Australia and the United Kingdom. Here, we need to consider one of the changes that have occurred in the years since Reid's article was written. An official account of the history and symbolism in the new Parliament House opened in 1988, is given in the booklet Australia's Parliament House.Australia's Parliament House is a symbol of national unity and commitment to the democratic process of government. The building, its integrated works of art, craft and furnishings reflect the history, cultural diversity, development and aspirations of Australia. Together they project the image and spirit of the nation. (Joint House Department 1989: 2)
Indeed, the issue of cultural diversity is one of the reasons advanced for rejecting the monarchy. For many of those Australians who argue for a republic, the symbolism of links with Britain and the Crown is meaningless to immigrants from non-English speaking backgrounds. The issue of national identity is often central to the debates over republicanism as the following brief statements indicate.
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Read:Australian Republican Movement. 1997. The republic. Australian 28 May: 13, and Australians for Constitutional Monarchy. 1997. The monarchy. Australian 28 May: 13. |
Recent arguments about Australian democracy are often set in the context of controversy over whether Australian should remain a constitutional monarchy or become a republic. It is important to note, however, that the Australian republican debate is primarily focused upon the relatively narrow issue of whether or not to discard a constitutional monarchy and the potential institutional consequences of so doing. With few exceptions, the major disputants do not take up the broader concerns of civic republicanism raised in the Week 3. The following readings by Turnbull and Barwick indicate how historical facts are used for different purposes in the contemporary political debate over republicanism. Both readings will serve to review the main features of liberal democracy and responsible government in Australia. Malcolm Turnbull, who is chairman of the Australian Republican Movement, makes a number of key historical points in support of his argument for an Australian republic. He points to the colonial origins of the Australian constitution and the various steps along the path to Australian independence from the United Kingdom.
| Read:M. Turnbull, 1994. How Britannia ruled our constitution. Australian 29 July: 13. |
In his argument for a constitutional monarchy and against a republic, Sir Garfield Barwick sets out clearly the origins of responsible government and indicates a number of the major problems confronting the role of parliamentary democracy. Barwick, who was a Liberal Attorney General and Foreign Minister and later became a long serving Chief Justice of Australia, puts Australian democracy into a somewhat conservative historical perspective.
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Read:G. Barwick, 1995. Democracy too precious for political tinkering. Australian 3 April: 11. |
Where both Turnbull and Barwick agree on the colonial origins of the Commonwealth Constitution, they diverge over the merits of this heritage. For Turnbull, the fact that our constitution was 'not a birth certificate for a nation, but rather a practical rule book for a colony' is a good reason for its reform. For Barwick, the British political institutions, adopted during colonial times and developed nationally after federation, already deliver all the practical benefits of a republic. Like many others, Barwick, thinks that certain kinds of republican reform are more likely to cause more political division than the option of retaining the monarchical status quo.
Elsewhere in his article, Barwick takes up arguments about protecting individual rights under the common law and is critical of the role of the High Court for usurping the power of parliament in such matters. For Barwick, the more important political task is that of recovering the authority and sovereignty of parliament. These readings suggest that, whatever one's political commitment to constitutional monarchy or republic, there are other issues which are just as important for the health of Australian democracy. For example, we need to consider in more detail how well the parliament and government of Australia meets the objectives of responsible government. One question here concerns the extent to which Australian institutions are modelled on the 'Westminster' model derived from the United Kingdom.
A bi-cameral parliament is one that comprises two houses. (Queensland, the Northern Territory and the Australian Capital Territory are exceptions). Australian bi-cameralism follows the British model where the House of Commons is elected, and the hereditary House of Lords, with much weaker powers, operates as a house of review. The colonial parliaments generally followed this pattern of an elected house and one which was appointed or elected by property owners, with government accountable to the elected house. If a government could not command a majority of votes in the Lower House of parliament on motions of confidence, it resigned. The Commonwealth Constitution, however, drawing as it does on American federalism, created two elected houses with almost equal powers. This feature raises some interesting issues regarding accountability in the modern Australian context. Some writers, following Westminster precedents, maintain that governments only require the confidence of the House of Representatives. This house is often designated 'the people's house' because its members are elected from electorates, which are numerically fairly equal. This arrangement contrasts significantly with the Senate, to which each state, whatever its population, elects 12 senators (the territories send two each). Other commentators argue that a government should resign if the Senate rejects a money bill. Depending on one's point of view, this situation represents either a serious unresolved contradiction between the principles of responsible government and the principles of federalism or it illustrates the way in which institutions and processes of government are continually evolving to meet new situations. Finally, in the Westminster model, the government is drawn solely from the parliament. In British based systems, the Prime Minister and cabinet sit in the parliament or legislative chamber. Compare this with the American system where Presidents are elected directly by the people and choose a cabinet from outside the legislature. Neither the President nor those in cabinet are members of the Congress. There is a very clear separation of the executive, legislative and judicial arms of government. As we saw in Study Week 3, the authors of the American constitution were afraid of the accumulation of centralised government power. In order to prevent centralisation they designed a system of checks and balances based on the doctrine of the separation of powers. One of the major criticisms (cf Barwick 1995) of Westminster systems is that parliaments are now so dominated by the executive, or ministry, that they have difficulty in making governments accountable.(a) a bi-cameral Parliament in which
(b) one house at least is wholly elected and
(c) the government, which is drawn from the Parliament, is accountable to the elected house.
Another reason for the dominance of the executive is due to the 'partisan' model of representation that is now predominant. Bear in mind that there are a number of models of how representation of citizens interests ought to be achieved in a liberal democracy. Several of these you encountered in Study Week 3. One model argues that representatives should act as 'delegates' who reflect the opinions of the majority in their electorate, although this may be difficult to ascertain on a series of issues. Another, the 'trustee' model, advocated by Edmund Burke suggests that delegates should listen to the arguments of various groups, including their constituents, but vote according to their own conscience, taking into account the best interests of the nation In practice, both models have been eclipsed by a 'partisan' model, whereby parliamentarians vote according to the directives of their party.
(a) the enumeration of its powers
in the constitution, and
(b) the High Court's jurisdiction over challenges to the constitutionality of
Commonwealth Acts.
Nonetheless, in 1975, the Governor General, Sir John Kerr, refused the advice of the Prime Minister and dismissed him. During the later part of 1975, the Senate delayed passage of the government's budget (supply bills), so depriving it of essential funds with which to govern. This conflict developed into a 'constitutional crisis' that led the Governor General to dismiss the Labor Prime Minister Gough Whitlam and replace him with the Liberal Leader of the Opposition, Malcolm Fraser, who agreed to pass the budget and call a double dissolution election. There still remains some uncertainty about the power of the Governor General and critics would like to see the constitution changed in order to clarify the situation. The more radical or maximalist republicans favour the option of codifying or specifying the powers of the Governor General.
In the next reading, John Summers explains further a number of the issues raised above. In particular, he examines how Australia's federal democracy operates in practice. He reiterates the notion of responsible government explained in earlier weeks, but Summers is critical of its application in Australia. He demonstrates how parliament has little ability to hold the executive responsible for its actions. Summers explains that one of the key features of the Westminster system is that the executive be drawn from inside the Parliament. Yet, it is precisely this feature that leads to the strong tendency for the executive to dominate the Parliament. This overlap of the executive and the legislature in Australia can be compared with the clear separation of the arms of American government between the President and the Congress.
| STUDY EXERCISE 6.2
Read:J. Summers, 1997 Parliament and responsible government. In D. Woodward, A. Parkin and J. Summers, Government, Politics, Power and Policy in Australia, pp. 2231. Answer these questions: 1.Summers identifies two types of parliamentary responsibility. Briefly explain each of these types of responsibility. Answer 2.What does Summers mean by 'responsible party government'? Answer |
A key feature of Australian political life is that party discipline in parliament is very strong. 'Crossing the floor' to vote with the Opposition is rare and usually results in the MP being deprived of party endorsement in future election and being unable to regain their seat. Governments with a majority can rest assured that party members in the parliament will usually vote as a bloc on any issue. Because of this party discipline, members of the party or parties with the majority in the House of Representatives will almost always vote automatically in support of government legislation. This means that the lower house in the Commonwealth Parliament is 'well and truly under the thumb of government' (Reid 1968).
This political feature raises questions about government accountability. The Westminster model of responsible government holds that ministers ought to be individually and collectively responsible for their actions to parliament, and through parliament, to the people, who, if dissatisfied with their performance, can vote them out of office. Individual ministers must account to parliament for their actions and for the actions of the public servants under their control. According to Westminster convention, they must resign if they, or their departmental officers, make substantial errors. Ministers are also collectively responsible to the parliament for cabinet decisions. This means that ministers are expected to maintain a united front in public even if within the cabinet room they have disagreed with a decision. If they cannot do so, they are expected to resign. In order to make governments accountable, parliaments require mechanisms by which to scrutinise the actions of government, but as many writers have pointed out, successive Australian governments have manipulated parliamentary procedures in order to ensure government domination and control. For example, Standing Orders, which are the formal rules that order the daily working of parliament, have long favoured the government of the day which is able to use its majority to 'gag' debate, or to cut off debate by applying the 'guillotine'. That is, the procedural rules and the cloak of 'Westminster' have been used to enhance governmental power. Over the years, however, the parliamentary committee system has expanded providing the opportunity for backbenchers to scrutinise government budgets and legislation. The Senate committees have generally been more effective than those in the House. (For a recent critique of parliamentary accountability, read Dean Janet 1997. 'The Impact of Party'.) There are a few additional Australian variations on the Westminster model, which further prevent adequate scrutiny of government. For example, the Speaker in Australian parliaments is a partisan figure who, on procedural matters, habitually rules in favour of the government. Note also the other difference from the Westminster model. Whereas in the United Kingdom the ministers work from within their departments, in Canberra, they work out of offices in Parliament House. Some analysts have suggested that the Australian practice bolsters bureaucratic power, because ministers, physically distant from their senior public servants, may have little knowledge of the workings of their departments, for which, according to the Westminster model, they are responsible. Westminster systems make a distinction made between policy making, which is the function of government, and policy implementation, which is the function of a politically neutral public service. Public servants are accountable for their actions through the minister to the parliament and thence to the public. In practice, however, it is not possible to make a clear distinction between policy making and policy implementation. This suggests a further criticism of the Westminster model in that it does not make public servants sufficiently accountable for their actions. In an attempt to do so, mechanisms such as the Administrative Appeals Tribunal and the Ombudsman have been grafted on to the parliamentary system. Citizens can take their complaints about unfair ministerial and administrative decisions to these bodies as well as to their parliamentary representatives.So far, we have traced the contributions of both the Westminster model of responsible government and the federal model to the Australian political system. The overriding theme of most critics of liberal democracy in Australia is their emphasis upon the domination of parliament by the executive, or government. For an alternative perspective, read 'Parliament' by Rodney Smith (1994).
| STUDY EXERCISE 6.3
Read:J. Summers, 1997. Parliament and responsible government. In D. Woodward, A. Parkin and J. Summers, Government, Politics, Power and Policy in Australia, pp. 3240. Answer these questions: 1.In what ways might a strong Senate enhance responsible government? Answer 2.In what ways might a strong Senate diminish responsible government? Answer |
After the introduction of proportional representation for Senate elections in 1949, there occurred a 'revival' of the Senate. This increase in political power and status is partly explained by the fact that it is very unlikely a government will be able to secure more than 50% of the seats in the Senate and so have a workable majority. Since the events surrounding the dismissal of the Whitlam government in 1975, the profile and influence of the Australian Senate has risen even further. For most of the past 20 years minor parties and independent Senators have held the balance of power in the Senate. This situation has often forced both Labor and Coalition governments into long and complex negotiations with a handful of Senators who are able to determine the passage of the government's legislative program through Parliament. In addition to the examples mentioned by Summers, in 1998 there occurred a two-week period during which the Prime Minister negotiated with the Tasmanian Independent Senator Brian Harradine, in order to get the government's amendments to the Native Title Bill passed by the Senate.
While it may appear fundamentally undemocratic for a single Senator, elected on a very low primary vote, to determine the implementation of a government's policies, we need to consider whether the election of independents and candidates from the minor parties to the Senate is part of a wider pattern. As Summers shows in Figure 2.1, the proportion of the primary vote going to these candidates has increased considerably. This may indicate that a growing proportion of Australian voters is deliberately endeavouring to increase the ability of the Senate to influence the activities of the government. This in turn may indicate Australians are dissatisfied with the operation, or lack of operation of responsible government in which an executive, bound by party discipline, is able to treat the parliament with contempt. For to do so, is to treat citizens with similar contempt. For those who see the role of representative institutions as offering restraint upon the excesses of governmental authority the Senate offers the main hope in Australia. Although many commentators point out the frustration and resentment of governments who cannot get their legislation through the Senate, they often respond that the Senate provides a check on government power. Compare this with the original Westminster system in the UK in which government is formed in the lower house and the upper house is weak.So far, you have read about the institutional mechanisms by which governments in Australia are made accountable. Next, you will consider the act of voting which is held to be both a right and a duty. At the federal level, citizen members of the House of Representatives represent their separate electorates and senators represent their states.
| STUDY EXERCISE 6.4
Read:G. Blainey, 1991 [1990]. The infantile custom of compulsory voting. In G. Blainey Blainey: Eye on Australia. Melbourne: Schwartz & Wilkinson. pp. 20313. 1.What was the main reason for making voting compulsory? Answer 2.Why, according to Blainey, does compulsory voting remain in force? Answer 3.Why does Blainey think that compulsory voting mocks the people's responsibility? Answer |
One of the first issues Blainey raises is that politicians fail in their duty to the people by not completing the full three year term for which they were elected. Although three years is the maximum term for the lower House in the federal parliament, there is no set minimum. Senate terms, are, however, fixed at six years and can only be shortened if there is a double dissolution. The Prime Minister can at any time seek approval for an election from the Governor General. Generally, governments seek an early election because they expect that they will have a better chance of winning another term in office at that time rather than at the end of their term. Frustration at this opportunism explains Blainey's tone.
There has been some debate in Australia and elsewhere about what is an appropriate length for a parliamentary term and whether governments should be allowed to go to an election before their three or four year terms are up. One argument is that short terms are more democratic because representatives must frequently account for their actions to the electorate. On the other hand, this puts parliamentarians into permanent election mode and governments may be reluctant to take unpopular but necessary decisions on long term issues. Blainey also reminds us that compulsory voting for Commonwealth elections was introduced as a private member's Bill. These are Bills not initiated by the government and that fact explains their usual lack of success. If the number of independent and minor party members of parliament increases, however, one may expect there to be an increase in private member's Bills. The major arguments against compulsory voting have drawn on the idea that to force a citizen to vote for someone with whom he does not agree is an infringement upon one's individual liberty. As Blainey observes, compulsory voting saves political parties the task of persuading citizens to vote. In countries where voting is not compulsory, political parties are confronted with the dual task of first getting voters to the polling booth and second, of persuading them to vote for a particular party. Supporters of compulsory voting suggest that minor parties and independents might be disadvantaged by having to find the resources 'to get out the vote'. Opponents of compulsory voting argue that parties who have to persuade their supporters to come out to vote might be more diligent and less inclined to take their adherents for granted. You might also note that compulsory voting makes the task of pollsters and political analysts a little easier because they know how big the pool of voters is. Think about whether or not you agree with Blainey's point that the reluctant voter may be more likely to support a big party rather than a small one. This is a speculation on Blainey's part and he produces no evidence to support his view. One may just as convincingly argue that people who are compelled to vote may feel resentful and then protest by voting for a minor party. Blainey also states that whether compulsion favours one party over another is not easily answered although various analysts have often assumed that Labor is advantaged. When compulsory voting was introduced, its supporters thought that it would increase the levels of political knowledge because citizens would wish to make an informed vote. Blainey expresses the view, however, that people vote in order to avoid paying a fine. Yet, a survey conducted in 1987 found, however, that only 7 per cent of citizens voted because of the threat of a fine, and that the main feeling associated with voting was satisfaction. Almost half those supporting the policy gave this as their primary feeling (McAllister 1992: 31). Although Blainey feels strongly about the issue of compulsory voting, it has not been an issue which has stirred many Australians, the majority of whom support compulsory voting. Advocates of compulsory voting also argue that representative democracies are elected on the basis of majorities and that if all citizens do not vote, then governments might be elected by as little as 25 per cent of the population. Such governments may be regarded as unrepresentative of the population as a whole and consequently, they may not be perceived as legitimate. Advocates of compulsion also argue that voting is a civic duty, like jury service, and is not especially onerous. Blainey suggests, however, that Australians are compelled to vote more frequently than the people of any other nation, in that they have to vote regularly for federal and state elections.Overall, supporters of compulsory voting generally see it as a practical solution to the problem of persuading people to exercise a vital civic responsibility in a liberal democracy. An editorial in the Australian newspaper takes up these questions to claim that compulsory voting is part of the democratic tradition in Australia. It has the further advantage that 'politicians must appeal to the entire community, not just those who choose to vote' (Editorial 1996: 22).
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Read:Editorial 1996. Compulsory vote serves democracy. Weekend Australian 23, March: 22. |
Despite the objectives of compulsory voting, over the last decade there has been increasing public criticism of governments, politicians and parties for their lack of responsiveness to citizens. Such criticism seemed to be a major motivation underlying the election of 11 One Nation Party MPs in Queensland, and the election of independent MPs in that State and elsewhere. Such events have provoked political leaders to express their intentions to be more responsive to those who have elected them. These tendencies suggest that many parliamentarians and citizens continue to recognise parliament's importance as a representative institution, but would like it to be more accountable. An associated criticism is that parliaments are generally unaccountable because they are unrepresentative of the wide range of citizens. There is concern, for example, that parliament does not properly represent the community because the majority of MPs are white, middle class, middle aged men. Various suggestions have been put forward about how to remedy the situation and it remains a controversial issue.
For these and other reasons, radical critics of liberal democracy argue that voting in parliamentary elections achieves little and that Australians must adopt other methods of democratic participation. In the following reading, Brian Martin makes a case against elections. He also canvasses and criticises a range of other methods of participation, and offers an alternative which he calls demarchy.
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By advocating more participation Martin's ideas lie more strongly in a civic republican tradition, akin to that which existed in ancient Athens, than a liberal democratic one. Unlike most liberal democrats, Martin sees his version of democracy (demarchy) as an end in itself and not a means for achieving other goals. Like some of the electorally oriented social movements he criticises, Martin understands democracy not just as an instrument but as a way of life. For those who are disenchanted with liberal democracy, demarchy may offer some comfort. As Martin acknowledges, however, demarchy does not necessarily exclude citizen participation in elections to achieve worthwhile reforms. Whether his proposals can attract sufficient support to be implemented remains to be seen.
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Review for Week 6 Before proceeding, you ought to review your understanding of this week's topic by: (a) checking your responses to the Study Exercises against those supplied in the Study Guide, and(b) reading again the documents for this week and completing the related Study Questions in the Workbook, for which there are no answers provided. |
Electoral and Administrative Review Committee 1990. Compulsory enrolment and compulsory voting: Report on Queensland Legislative Assembly Electoral System. Brisbane.
Hughes, C.A. 1968. Compulsory voting. In C.A. Hughes ed. Readings in Australian Government. St. Lucia: University of Queensland Press, pp. 22539. Jaensch, D. 1997. The Politics of Australia. 2nd edn South Melbourne: Macmillan. Pettit, P. 1993. The ideal of the republic. Eureka Street 3(7): 1517. Smith, R. 1994. Parliament. In J. Brett, J. Gillespie and M. Goot eds. Developments in Australian Politics. South Melbourne: Macmillan. Thompson, E. 1980. The 'Washminster' mutation. In P. Weller and D. Jaensch eds. Responsible Government in Australia. Richmond: Drummond, pp. 3240.Below is a list of web-sites relevant to this week's course material. These sites should be of use in completing the study and research exercises for this week.
Australian
Electoral Commission (AEC)
Provides information about the AEC's services and the electoral process
Australian Governments' Entry Point:
Commonwealth Parliamentary Library:
Constitutional Centenary Foundation